Portrait: public domain, via wikipedia.org

Yuan Dynasty1260–1294

Kublai Khan

中統 · 至元

Reign facts
Reigned
1260–1294 (34 years)
Lived
1215–1294
Personal name
Kublai 忽必烈
Temple name
Shizu 世祖
Era names
Zhongtong 中統 1260–1264Zhiyuan 至元 1264–1294
On this page
  1. Family Background
  2. Early Life and Rise
  3. Rivalry with Möngke and the War of Succession
  4. The Conquest of the Song
  5. Kublai as Emperor of China
  6. The Economy under Kublai
  7. Porcelain in Kublai's Reign
  8. Chabi
  9. Failed Campaigns Abroad
  10. Last Years and Death

Kublai (忽必烈, 1215–1294) was the fifth Great Khan of the Mongol Empire and the founder of the Yuan dynasty. He became Great Khan in 1260, proclaimed the Yuan in 1271 and, with the destruction of the last Song resistance in 1279, became the first ruler of non-Han origin to govern the whole of China. His temple name is Shizu (世祖).

He ruled from 1260 until his death in 1294 under two era names: Zhongtong (中統, 1260–1264) and Zhiyuan (至元, 1264–1294). His Chinese dynasty covered China, Mongolia and Korea, which was a vassal state, while the other Mongol khanates in Central Asia, Persia and Russia acknowledged his title of Great Khan with varying degrees of loyalty.

Family Background

Kublai was the fourth son of Tolui, youngest son of Genghis Khan, and of Sorghaghtani Beki, a Nestorian Christian princess of the Kereit. After Tolui's death in 1232 she raised her sons herself and managed their inheritance with great skill. She was known for her tolerance of every religion in the empire and for her interest in the settled peoples the Mongols now ruled, and she saw to it that three of her sons, Möngke, Kublai and Hülegü, were ready for high command.

Early Life and Rise

Kublai was born in 1215, the year the Mongols took Zhongdu, the capital of the Jurchen Jin dynasty on the site of modern Beijing. The Jin court had already withdrawn south to Kaifeng. Little is recorded of his childhood beyond a Mongol upbringing in riding, archery and hunting. He never became fully literate in Chinese, but from his twenties he gathered Chinese advisers around him and learned about Chinese government through them.

His Appanage in Hebei

In 1236 the Great Khan Ögedei granted Kublai an appanage of about 10,000 households in Xingzhou, in present-day Hebei. Kublai left it to Mongol agents at first, and their heavy taxes drove many farmers to abandon their land. When he learned of this he replaced the agents with Chinese officials, and over the following years the population returned. The episode taught him that settled farmland was worth more when it was governed than when it was simply taxed.

In 1242 he invited the Chan Buddhist monk Haiyun to his camp. Haiyun brought with him a younger monk, Liu Bingzhong, who became one of Kublai's most trusted advisers and later planned both of his capitals. Other counsellors taught him the principles of Confucian government, and his circle came to include Chinese scholars, Uighur and Central Asian officials and Mongol commanders.

Viceroy in North China and the Conquest of Dali

Ögedei died in 1241. His son Güyük was elected Great Khan in 1246 but died in 1248, and in 1251 the title passed to Kublai's eldest brother, Möngke. Möngke gave Kublai charge of the Chinese territories south of the Gobi and sent their brother Hülegü west against Persia and the Islamic states.

In 1252 Möngke ordered Kublai to attack the kingdom of Dali in Yunnan, which would outflank the Southern Song. It was his first major command. Kublai took the city of Dali in 1253 and returned north the following year, leaving his general Uriyangkhadai to complete the conquest of the region.

Shangdu and Dadu

In 1256 Kublai ordered a new city to be built on the edge of the steppe, north of the Chinese farmland, where he could keep both his Mongol and his Chinese interests in view. Liu Bingzhong planned it on the square layout of a Chinese capital, with walled palace quarters and a large hunting park. First called Kaiping, it was renamed Shangdu, the Upper Capital, in 1263. Through Marco Polo's account the name passed into European literature, where it became ‘Xanadu’.

Once Kublai was emperor he needed a capital within China itself. In 1267 work began beside the ruins of the Jin capital Zhongdu on a new city, named Dadu, the Great Capital, in 1272. The Mongols called it Khanbaliq, the city of the Khan. It lies under the centre of modern Beijing. From then on Kublai spent the winters in Dadu and the summers in Shangdu, where he could hunt and keep up the customs of the steppe.

Rivalry with Möngke and the War of Succession

Kublai's growing power in North China made his brother uneasy. In 1257 Möngke sent officials to audit the revenues of Kublai's territories. They found, or claimed to find, widespread irregularities and punished a number of Kublai's officials. On the advice of his counsellors Kublai went in person to Möngke to submit, and the brothers were reconciled.

In 1258 Kublai presided over a formal debate between Buddhists and Daoists at Kaiping. The Daoists were judged to have lost; some of their priests were made to take Buddhist vows, a number of Daoist texts were ordered to be burned, and temples the Daoists had taken over were returned to the Buddhists.

That year Möngke launched a full-scale war against the Song and left his youngest brother, Ariq Böke, in charge of the Mongol homeland at Karakorum. In August 1259 Möngke died while besieging a Song fortress in Sichuan. Kublai, then campaigning on the Yangtze, broke off the war and returned north.

Kublai Becomes Great Khan

In 1260 Kublai had himself proclaimed Great Khan at Kaiping. Weeks later Ariq Böke was proclaimed at Karakorum, with the support of many princes who saw him as the defender of Mongol tradition and Kublai as too attached to China. The civil war that followed lasted four years. Kublai controlled the grain and wealth of North China and could cut off supplies to Karakorum, and in 1264 Ariq Böke surrendered.

Kublai had won the title, but the unity of the Mongol Empire did not survive the war. The khanates of the Golden Horde, the Chagatai and the Ilkhans went increasingly their own way, and Kaidu, a grandson of Ögedei, fought Kublai in Central Asia for the rest of his reign. From 1264 Kublai's power rested above all on China.

The Conquest of the Song

The Southern Song was the richest state in the world, defended by large armies, a strong navy and a chain of fortified cities along its rivers. The Mongol cavalry had little room to manoeuvre in the wet, densely farmed south, and Kublai's generals had to learn siege warfare and river fighting.

The decisive struggle was for the twin cities of Xiangyang and Fancheng on the Han River, which guarded the route to the Yangtze. The siege began in 1268 and lasted five years. It ended in 1273, after engineers from the Ilkhanate built counterweight trebuchets powerful enough to breach the walls.

In 1274 Kublai's commander Bayan led a great army down the Han, and early in 1275 it crossed the Yangtze and defeated the main Song army. Many Song commanders surrendered; the city of Changzhou, which resisted, was sacked and its population massacred. In 1276 the Song capital, Lin'an (modern Hangzhou), surrendered without a fight. The young Emperor Gong and the Grand Empress Dowager Xie were taken north.

Song loyalists fled south and set two more boy emperors on the throne, Duanzong and then Zhao Bing. In March 1279 the last Song fleet was destroyed at the Battle of Yamen, off the coast of Guangdong, and the minister Lu Xiufu leapt into the sea with the child emperor. China was united under a single ruler for the first time since the fall of the Tang.

The Founding of the Yuan

Well before the conquest was complete, Kublai had begun to rule as a Chinese emperor. In 1271 he adopted the dynastic name Da Yuan, taken from a phrase in the Book of Changes and meaning ‘great origin’. It was the first Chinese dynastic name drawn from an abstract idea rather than a place or a founder's title, and it presented the Mongol house as a legitimate successor in the Chinese line.

Kublai as Emperor of China

Kublai governed through Chinese institutions but kept real power in the hands of Mongols and trusted foreigners. The central government followed the Chinese model, with a Secretariat, a Bureau of Military Affairs, a Censorate and the six ministries inherited from the Tang and Song. Branch secretariats administered the regions, and from them grew the provinces that still shape the map of China.

The civil service examinations, which had given educated Chinese their path into office, were not held during his reign; they were only restored in 1315 under Ayurbarwada. Senior posts went to Mongols and to semu, people of Central and West Asian origin, many of them Muslims with experience of finance. Two of his finance ministers, Ahmad Fanakati and Sangha, became hated for their exactions: Ahmad was assassinated in 1282, and Sangha was executed in 1291.

A Society in Ranks

Yuan society is usually described as divided into four groups: Mongols; semu; Han, meaning the former subjects of the Jin in the north; and Nanren, the southerners conquered from the Song, who ranked lowest. The ranking affected appointments and legal treatment. Chinese subjects were forbidden to keep weapons, and large gatherings were restricted. The aim was control of a vast and far more numerous conquered population.

Religion and Culture

Kublai tolerated all the major religions of his empire. He himself favoured Tibetan Buddhism, under the influence of his chief wife, Chabi, and of the Tibetan lama Phagpa, whom he made imperial preceptor. At Kublai's request Phagpa designed a new script for writing Mongolian and other languages of the empire, adopted officially in 1269.

Marco Polo

The Venetian Marco Polo left Venice in 1271 with his father and uncle and, by his own account, reached Kublai's court around 1275 and served him until about 1291. His book, dictated in a Genoese prison in 1298, gave Europe its first detailed picture of Yuan China, including its paper money, its canals and the splendour of Shangdu and Dadu. Historians still debate how far some of its claims can be relied upon, but many of its details are confirmed by Chinese and Persian sources.

The Economy under Kublai

Paper Money

The Song had already used paper money, but the Yuan made it the main currency of the empire. In 1260 Kublai issued the Zhongtong notes, backed at first by silver and silk reserves, and in 1287 a new Zhiyuan issue. Later in the dynasty overissue led to inflation, but under Kublai the system largely worked, and European readers of Marco Polo found the idea of paper currency astonishing.

Agriculture

Kublai set up an Office for the Stimulation of Agriculture and forbade Mongol herds from grazing on farmland. Rural households were organised into groups of about fifty families, called she, which were encouraged to improve irrigation, plant trees and mulberries for silk, and support one another in bad years. Public granaries were built against famine, especially in the north, where decades of war had ruined much of the land.

The Grand Canal

To feed Dadu with grain from the Yangtze valley, Kublai had the Grand Canal redirected north through Shandong. The Huitong Canal was completed in 1289, and in 1293 the engineer Guo Shoujing finished the Tonghui Canal, which carried boats into the capital itself. For the first time the canal system ran directly from the south to Beijing, on a route later dynasties kept.

Trade and Craftsmen

Overland and maritime trade flourished under the Mongol peace. Merchants from Central Asia, Persia, Arabia and Europe travelled to China, and ports such as Quanzhou handled a large sea trade with Southeast Asia, India and the Persian Gulf. Merchants enjoyed higher standing than under the Song. Skilled craftsmen were registered in hereditary artisan households that worked for the state; the Mongols valued their skills highly, and the court's demand for fine textiles, metalwork and ceramics shaped what they made.

Porcelain in Kublai's Reign

In 1278 the Yuan government set up the Fuliang Porcelain Bureau to supervise the kilns at Jingdezhen, in Fuliang county, Jiangxi. It was the first official body in charge of the town's porcelain production and marks the beginning of Jingdezhen's rise to its later role as the imperial porcelain centre.

A Longquan celadon dish with a scalloped rim, seen from above, moulded in the centre with a deer and a crane among clouds and flowers, under a grey-green glaze.
Museum exampleA Longquan celadon dish moulded with a deer and a crane among clouds, dated by the museum to the late 13th century, when Kublai ruled all of China.Art Institute of Chicago, 1924.351. Public domain.

The ceramics of Kublai's own reign largely continued Song traditions. Jingdezhen made bluish-white qingbai porcelain, and in the course of the dynasty its potters developed the thicker, opaque ‘egg-white’ glaze of the shufu wares. Some of these are moulded with the characters shu and fu, generally taken to refer to the Shumiyuan, the Bureau of Military Affairs. Longquan in Zhejiang produced celadon in large quantities, much of it for export, while the northern kilns made Cizhou wares painted in brown and black and Jun wares with thick blue glazes.

The blue and white porcelain for which the Yuan is best known belongs mainly to the fourteenth century, a generation or more after Kublai's death, when Jingdezhen potters combined the white body with cobalt imported from Persia. Yuan porcelain was not marked with reign titles in the way Ming imperial wares later were, so pieces are dated by body, glaze, form and style rather than by marks. Our Yuan dynasty porcelain collection shows the range of the period's wares, among them an early Yuan vase with an incised qilin.

Chabi

Kublai's chief wife, Chabi, was one of the most capable figures at his court. She shared his interest in governing China well and understood both Mongol and Chinese customs. She is remembered for moderating his policies, including advising against turning Chinese farmland into pasture, and for her care in the treatment of the captured Song imperial family.

Failed Campaigns Abroad

The later years of the reign were marked by costly foreign wars that brought little return. Armies were sent against Đại Việt (northern Vietnam), Champa, Burma and Java. Some rulers agreed to send tribute, but the Mongol forces suffered badly from heat, disease and unfamiliar terrain, and in 1288 a Yuan fleet was destroyed by the Vietnamese at the Bạch Đằng River. The expedition to Java in 1292–1293 ended in withdrawal. The burden of these wars fell heavily on Chinese taxpayers.

The Invasions of Japan

From 1268 Kublai sent envoys to Japan demanding submission, and the Kamakura shogunate refused. In 1274 a fleet carrying Mongol, Chinese and Korean troops sailed from Korea, took the islands of Tsushima and Iki and landed at Hakata Bay on Kyushu. After fierce fighting the invaders returned to their ships, and a storm wrecked many of them as they withdrew.

When Kublai sent further envoys, the Japanese executed them. In 1281 he launched a far larger invasion in two fleets, one from Korea and one from southern China that used ships of the former Song navy. The Japanese had built a defensive wall along Hakata Bay and kept the invaders from landing in strength for weeks. In August a typhoon struck the fleet off the coast of Kyushu and destroyed a great part of it; many of the soldiers left ashore were killed or captured. The Japanese later called the storms kamikaze, ‘divine wind’.

Last Years and Death

Chabi died in 1281, and a few years later Kublai lost his designated heir, their son Zhenjin. The emperor withdrew increasingly from day-to-day government. He ate and drank heavily, grew very overweight and suffered from gout.

Kublai died on 18 February 1294, aged seventy-eight. Following Mongol custom he was buried in Mongolia, at a site that was kept secret and has never been found. He was succeeded by Zhenjin's son, his grandson Temür.

The dynasty Kublai founded remained stable under Temür, but after 1307 a rapid succession of emperors and disputes within the imperial house weakened it. The Yuan was driven from China in 1368 by the armies of the Ming.

From the Yuan Dynasty

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